HomeMy WebLinkAbout2016-10-04 IDA PacketTHE INDUSTRIAL DEVELOPMENT AUTHORITY OF
THE CITY OF RIVERSIDE, MISSOURI
Board of Directors
Notice of Meeting
Notice is hereby given that the Board of Directors of the Industrial Development Authority of the
City of Riverside, Missouri will conduct a meeting at 5:15 p.m. on Tuesday, October 4, 2016, at the City
Hall of Riverside, 2950 NW Vivion Road, Riverside, Missouri 64150.
The tentative agenda of this meeting includes:
1. OPENING
2. ROLL CALL
3. APPROVAL OF MINUTES OF MEETINGS: August 25, 2016
4. NEW BUSINESS
A. RESOLUTION 2015-004: A Resolution Authorizing the Execution and Delivery of a
Cooperation Agreement Amongst the City of Riverside, Missouri, the Riverside
Quindaro Bend Levee District of Platte County, the Industrial Development Authority of
the City of Riverside, Missouri, and UMB Bank N.A. as Trustee, and Authorizing
Related Actions.
5. ADJOURNMENT
Sarah Wagner
September 30, 2016
1:00 p.m.
MINUTES
REGULAR MEETING
THE INDUSTRIAL DEVELOPMENT AUTHORITY
OF THE CITY OF RIVERSIDE, MISSOURI
Thursday, August 25, 2016
5:00 p.m.
The Industrial Development Authority of the City of Riverside, Missouri, met in regular session at City Hall,
2950 NW Vivion Road, Riverside, Missouri.
President Leland Finley called the meeting to order at 5:07 p.m. Answering roll call were Leland Finley, Jason
Rule, Pam Darata and Harold Snoderley. Also present: Sarah Wagner Community Development.
Approval of Minutes Jason Rule moved to approve the minutes from July 15, 2016.
from July 15, 2016
Resolution 2016-002:
Electing Officers
Resolution 2016-003:
Levee Proxy
Pam Darata seconded and the motion passed 4-0.
Harold Snoderley moved to approve the slate of officers as
follows:
President- Leland Finley
Vice President- Pam Darata
Treasurer- Jason Rule
Secretary- Harold Snoderley
Assistant Secretary- Sarah Wagner
Seconded by Jason Rule and the motion passed 4-0.
Pam Darata moved to approve a resolution granting and
approving the execution of a proxy for annual meeting of land
owners of the Riverside-Quindaro Bend Levee District of Platte
County, Missouri and related actions thereto, seconded by
Harold Snoderley. Motion passed 4-0.
Adjournment Harold Snoderley moved to adjourn the meeting at 6:08 p.m.,
seconded by Jason. Motion passed 4-0.
IDA RESOLUTION 2016-004
A RESOLUTION AUTHORIZING THE EXECUTION AND DELIVERY OF A COOPERATION
AGREEMENT AMONGST THE CITY OF RIVERSIDE, MISSOURI, PLATTE COUNTY,
MISSOURI THE RIVERSIDE-QUINDARO BEND LEVEE DISTRICT OF PLATTE COUNTY,
THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE CITY OF RIVERSIDE MISSOURI, UMB
BANK, N.A., AS TRUSTEE, AND AUTHORIZING RELATED ACTIONS.
WHEREAS, pursuant to Chapter 245 of the Revised Statutes of Missouri (the "Levee
District Act"), a Plan of Reclamation filed in the Circuit Court of Platte County on August 9, 1976,
as amended and supplemented by the Supplement to Plan of Reclamation dated March 1999,
and by the Supplement to Plan of Reclamation dated April 17, 2000, all showing the works and
improvements proposed for the Levee District (the "Levee Project") and approved by the Circuit
Court of the County (the "Plan of Reclamation"); and
WHEREAS, the Levee District issued its Levee District Improvement Bonds, Series 2001
(the "Levee District 2001 Bonds"), to provide funds to pay a portion of the costs of the Levee
Project (the "Levee Project Costs"); and
WHEREAS, the Missouri Development Finance Board ("MDFB") issued its Infrastructure
Facilities Revenue Bonds (Riverside-Quindaro Bend Levee District of Platte County, Missouri L-
385 Project), Series 2001 (the "MDFB 2001 Bonds"), pursuant to a Bond Trust Indenture dated
as of December 1, 2001 (the "2001 Indenture"), between MDFB and UMB Bank, N.A., as Trustee
to purchase the Levee District 2001 Bonds (the "Levee District 2001 Bonds" and the "MDFB 2001
Bonds", collectively referred to as the "Series 2001 Bonds"); and
WHEREAS, the Levee District issued its Levee District Improvement Refunding Bonds,
Series 2006 in the amount of $20,100,000 (the "Series 2006 Bonds") pursuant to a Bond Trust
Indenture dated as of July 1, 2006 (the "2006 Indenture"), between the Levee District and UMB
Bank, N.A., as Trustee, to provide funds to pay, refund and retire the Series 2001 Bonds; and
WHEREAS, the Levee District intends to issue its Levee District Improvement Refunding
Bonds, Series 2016 (together with any bonds that refund the same, the "Series 2016 Bonds"),
pursuant to a Bond Trust Indenture dated as of December 1, 2016 (the "2016 Indenture"), between
the Levee District and UMB Bank, N.A., as Trustee, to provide funds to pay, refund and retire
Series 2006 Bonds; and
WHEREAS, the City has heretofore approved the L-385 Levee Redevelopment Plan (the
"TIF Redevelopment Plan"), the Redevelopment Area (the "Redevelopment Area") and the
Redevelopment Project I Area and phases thereof (collectively, "Redevelopment Project I Area")
and may approve additional redevelopment project areas (collectively, "Redevelopment Project
Areas") under the TIF Redevelopment Plan, all pursuant to the Real Property Tax Increment
Financing Allocation Redevelopment Act of the Revised Statutes of Missouri (the "TIF Act"); and
WHEREAS, the Levee Project Costs qualify as Redevelopment Project Costs related to
the Levee Project (as described in the TIF Redevelopment Plan) under the TIF Redevelopment
Plan; and
WHEREAS, in connection with the TIF Redevelopment Plan, certain payments in lieu of
taxes and economic activity taxes derived from the Redevelopment Project Areas within the
WA 8734576.1
Redevelopment Area ("TIF Revenues") are required under the TIF Act to be deposited in a special
allocation fund established by the City (the "Special Allocation Fund"); and
WHEREAS, TIF Revenues derived from the Redevelopment Project I Area will be used
to pay a portion of the Levee Project Costs and other costs related to the TIF Redevelopment
Plan, including infrastructure and development costs; and
WHEREAS, the Authority has heretofore issued, for the benefit of the City, its Tax
Increment Refunding Bonds (L-385 Levee Project), Series 2011, in the principal amount of
$2,385,000, and its Tax Increment Refunding Bonds (L-385 Levee Project), Series 2014, in the
principal amount of $7,640,000 (together with any bonds that refund the same (but solely so long
as the debt service on the Senior City TIF Bonds after such refunding does not exceed the debt
service on the Senior City TIF Bonds prior to such refunding by more than 10%), the "Senior City
TIF Bonds") and has and may issue additional bonds payable from the TIF Revenues in the future
on a basis subordinate to the Series 2016 Bonds (the "Subordinate City TIF Bonds" and may incur
other obligations, costs and expenses payable from the TIF Revenues in the future on a basis
subordinate to the Series 2016 Bonds (the "Subordinate City TIF Obligations"), the proceeds of
which have been or will be used to pay Levee Project Costs and other Redevelopment Project
Costs; and
WHEREAS, in order to pay a portion of the Levee Project Costs, the City intends to
contribute, subject to annual appropriation, certain TIF Revenues derived from the
Redevelopment Project I Area and other moneys of the City to pay a portion of the debt service
on the Series 2016 Bonds and to the replenishment, if required, of the Debt Service Reserve
Fund.
NOW, THEREFORE, BE IT RESOLVED BY THE INDUSTRIAL DEVELOPMENT AUTHORITY
OF THE CITY OF RIVERSIDE, MISSOURI, AS FOLLOWS:
THAT this resolution shall take effect immediately upon passage and approval by the
Board of Directors;
PASSED AND ADOPTED by the Board of Directors of The Industrial Development
Authority of the City of Riverside, Missouri on this 25th day of August, 2016.
President
ATTEST:
[seal]
Assistant Secretary
EXHIBIT A
COOPERATION AGREEMENT
CITY OF RIVERSIDE, MISSOURI,
AND
PLATTE COUNTY, MISSOURI,
AND
RIVERSIDE-QUINDARO BEND LEVEE DISTRICT OF PLATTE COUNTY, MISSOURI,
AND
THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE CITY OF RIVERSIDE,
MISSOURI,
AND
UMB BANK, N.A.,
as Trustee
COOPERATION AGREEMENT
Dated as of , 2016
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COOPERATION AGREEMENT
THIS COOPERATION AGREEMENT made and entered into as of
, 2016 (this "Agreement"), by and among the CITY OF
RIVERSIDE, MISSOURI, a fourth class city of the State of Missouri (the "City"), PLATTE
COUNTY, MISSOURI, a first class county of the State of Missouri (the "County"),
RIVERSIDE-QUINDARO BEND LEVEE DISTRICT OF PLATTE COUNTY,
MISSOURI, a levee district formed under Sections 245.010 to 245.280 of the Revised Statutes
of Missouri, located in Platte and Clay Counties, Missouri (the "Levee District"), THE
INDUSTRIAL DEVELOPMENT AUTHORITY OF THE CITY OF RIVERSIDE,
MISSOURI, a public corporation duly organized and validly existing under the laws of the State
of Missouri (the "Authority"), and UMB BANK, N.A., a national banking association, as
Trustee under the hereinafter defined Indenture (together with any successor Trustee under the
Indenture, the "Trustee"),
WITNESSETH:
WHEREAS, pursuant to Chapter 245 of the Revised Statutes of Missouri (the "Levee
District Act"), a Plan of Reclamation filed in the Circuit Court of Platte County on August 9,
1976, as amended and supplemented by the Supplement to Plan of Reclamation dated March,
1999, and by the Supplement to Plan of Reclamation dated April 17, 2000, all showing the works
and improvements proposed for the Levee District (the "Levee Project") and approved by the
Circuit Court of the County (the "Plan of Reclamation"); and
WHEREAS, the Levee District issued its Levee District Improvement Bonds, Series
2001 (the "Levee District 2001 Bonds"), to provide funds to pay a portion of the costs of the
Levee Project (the "Levee Project Costs"); and
WHEREAS, the Missouri Development Finance Board ("MDFB") issued its
Infrastructure Facilities Revenue Bonds (Riverside-Quindaro Bend Levee District of Platte
County, Missouri L-385 Project), Series 2001 (the "MDFB 2001 Bonds"), pursuant to a Bond
Trust Indenture dated as of December 1, 2001 (the "2001 Indenture"), between MDFB and UMB
Bank, N.A., as Trustee to purchase the Levee District 2001 Bonds (the "Levee District 2001
Bonds" and, together with the MDFB 2001 Bonds, the "Series 2001 Bonds"); and
WHEREAS, the Levee District issued its Levee District Improvement Refunding Bonds,
Series 2006 in the amount of $20,100,000 (the "Series 2006 Bonds") pursuant to a Bond Trust
Indenture dated as of July 1, 2006 (the "2006 Indenture"), between the Levee District and UMB
Bank, N.A., as Trustee, to provide funds to pay, refund and retire the Series 2001 Bonds; and
WHEREAS, the Levee District intends to issue its Levee District Improvement
Refunding Bonds, Series 2016 (together with any bonds that refund the same, the "Series 2016
Bonds"), pursuant to a Bond Trust Indenture dated as of December 1, 2016 (the "2016
Indenture"), between the Levee District and UMB Bank, N.A., as Trustee, to provide funds to
pay, refund and retire Series 2006 Bonds; and
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WHEREAS, the City has heretofore approved the L-385 Levee Redevelopment Plan (the
"TIF Redevelopment Plan"), the Redevelopment Area (the "Redevelopment Area") and the
Redevelopment Project I Area and phases thereof (collectively, "Redevelopment Project I Area")
and may approve additional redevelopment project areas (collectively, "Redevelopment Project
Areas") under the TIF Redevelopment Plan, all pursuant to the Real Property Tax Increment
Financing Allocation Redevelopment Act of the Revised Statutes of Missouri (the "TIF Act");
and
WHEREAS, the Levee Project Costs qualify as Redevelopment Project Costs related to
the Levee Project (as described in the TIF Redevelopment Plan) under the TIF Redevelopment
Plan; and
WHEREAS, in connection with the TIF Redevelopment Plan, certain payments in lieu of
taxes and economic activity taxes derived from the Redevelopment Project Areas within the
Redevelopment Area ("TIF Revenues") are required under the TIF Act to be deposited in a
special allocation fund established by the City (the "Special Allocation Fund"); and
WHEREAS, TIF Revenues derived from the Redevelopment Project I Area will be used
to pay a portion of the Levee Project Costs and other costs related to the TIF Redevelopment
Plan, including infrastructure and development costs; and
WHEREAS, the Authority has heretofore issued, for the benefit of the City, its Tax
Increment Refunding Bonds (L-385 Levee Project), Series 2011, in the principal amount of
$2,385,000, and its Tax Increment Refunding Bonds (L-385 Levee Project), Series 2014, in the
principal amount of $7,640,000 (together with any bonds that refund the same (but solely so long
as the debt service on the Senior City TIF Bonds after such refunding does not exceed the debt
service on the Senior City TIF Bonds prior to such refunding by more than 10%), the "Senior
City TIF Bonds") and has and may issue additional bonds payable from the TIF Revenues in the
future on a basis subordinate to the Series 2016 Bonds (the "Subordinate City TIF Bonds" and
may incur other obligations, costs and expenses payable from the TIF Revenues in the future on
a basis subordinate to the Series 2016 Bonds (the "Subordinate City TIF Obligations"), the
proceeds of which have been or will be used to pay Levee Project Costs and other
Redevelopment Project Costs; and
WHEREAS, in order to pay a portion of the Levee Project Costs, the City intends to
contribute, subject to annual appropriation, certain TIF Revenues derived from the
Redevelopment Project I Area and other moneys of the City to pay a portion of the debt service
on the Series 2016 Bonds and to the replenishment, if required, of the Debt Service Reserve
Fund.
NOW, THEREFORE, in consideration of the premises and of the mutual covenants and
agreements contained herein, the parties hereto agree as follows:
Section 1. City to Replenish Debt Service Reserve Fund. Subject to the limitations
contained in this Section and to appropriation for such purpose, the City agrees to replenish the
Debt Service Reserve Fund in an amount sufficient to restore the Debt Service Reserve Fund to
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the Debt Service Reserve Fund Requirement within 180 days of receipt of notice from the
Trustee of a deficiency in the Debt Service Reserve Fund. At no time shall the City
Replenishment Amount exceed $1,400,000. For purposes of this Section, the "City
Replenishment Amount" means an amount equal to the sum of all amounts the City pays to the
Trustee after the effective date of this Agreement for deposit in the Debt Service Reserve Fund
reduced by the sum of all amounts the Trustee has reimbursed the City pursuant to Section
3(d)(iii) hereof,
Section 2. Special Allocation Fund. (a) The City as previously transferred the
Special Allocation Fund to the Trustee and shall continue such transfer during the term of this
Agrreement. Funds in the Special Allocation Fund shall be segregated into two accounts, one for
TIF Revenues derived from the Redevelopment Project 1 Area and the other for TIF Revenues
derived from Redevelopment Project Areas other than the Redevelopment Project I Area, The
City shall designate in writing to the Trustee which moneys so transferred shall go into each of
such accounts. The Trustee shall be entitled to rely on such written designation by the City and
shall not be required to make any independent investigation with respect thereto. The Trustee
shall disburse moneys in the Special Allocation Fund in accordance with the TIF Redevelopment
Plan, the TIF Bond Ordinances and with the provisions hereof. The City has delivered to the
Trustee certified copies of the TIF Bond Ordinances and the TIF Redevelopment Plan and the
Trustee acknowledges receipt of same. Upon the issuance of any additional City TIF Bonds, the
City shall deliver to the Trustee certified copies of the ordinances authorizing the issuance of
such additional CITY TIF Bonds. The Series 2016 Bonds are not secured by any TIF Revenues
other than those derived from the Redevelopment Project I Area. The Trustee shall be entitled to
rely on such certification and shall not be required to make any independent investigation with
respect thereto.
(b) The City directs the County Collector to, and the County agrees that the County
Collector shall, pay all TIF Revenues collected by the County Collector pursuant to the TIF
Redevelopment Plan directly to the Trustee together with directions to deposit such TIF
Revenues in the Special Allocation Fund. The County Collector shall designate in writing to the
Trustee which TIF Revenues so paid to the Trustee are derived from the Redevelopment Project
1 Area and which TIF Revenues are derived from other Redevelopment Project Areas. The
Trustee shall be entitled to rely on such designation and shall not be required to make any
independent investigation with respect thereto.
(c) The City agrees that it will forward any and all TIF Revenues it receives pursuant
to the TIF Redevelopment Plan to the Trustee for deposit in the Special Allocation Fund.
(d) The Trustee shall transfer from amounts available for such purposes in the Special
Allocation Fund upon receipt of invoices therefor, to the paying agent for each series of Senior
City TIF Bonds the amounts required to pay debt service on the Senior City TIF Bonds at the
times and in the manner required by the Senior City TIF Bonds.
(e) On September 5 of each year, the Trustee shall certify in writing to the Levee
District and the City the amount of TIF Revenues that are in the Special Allocation Fund on that
date that will be available to transfer to the Debt Service Fund on December 31 of such year
4
pursuant to this Section ("Available LD TIF Revenues"). "Available LD TIF Revenues" shall be
an amount equal to the amount of TIF Revenues in the Special Allocation Fund on such date that
were derived from the Redevelopment Project I Area, reduced by (i) the amount of any and all
payments of debt service that will become due on the Senior City TIF Bonds after such
September 5 and prior to such December 31, and (ii) the amount of any administrative costs and
expenses of the City relating to the Redevelopment Plan, including but not limited to all legal
fees incurred by the City, for which a payment request has been received by the Trustee, but not
yet paid; but shall not take into account any projected or anticipated interest earnings on the
Special Allocation Fund during the period after such September 5 and prior to such
December 31, In no event shall the Available LD TIF Revenues so certified on any September 5
to be transferred to the Debt Service Fund be greater than two-thirds of the total regularly
scheduled debt service due on the Series 2016 Bonds during the next succeeding calendar year
after deducting the amount then on deposit in the Debt Service Fund and, solely with respect to
debt service due on the Series 2016 Bonds during calendar year 2029, the Debt Service Reserve
Fund (in each case, without taking into account any projected or anticipated interest earnings on
moneys in or to be transferred to the Debt Service Fund or the Debt Service Reserve Fund under
the Indenture). The Trustee shall segregate the amount certified pursuant to this paragraph on
each September 5 in a separate account of the Special Allocation Fund pending the transfer
described in (f) below, and such amount shall not be used for any other purpose.
(f) On December 31 of each year, the Trustee shall transfer the Available LD TIF
Revenues certified pursuant to (e) above from the Special Allocation Fund to the Debt Service
Fund.
(g) The City shall not issue any additional Senior City TIF Bonds or other bonds
payable on a parity with or prior to the transfer of funds to the Trustee pursuant to (f) above and
shall not use the TIF Revenues derived from the Redevelopment Project I Area to pay any other
obligations, cost or expenses, other than administrative costs and expenses of the City relating to
the Redevelopment Plan, including but not limited to all legal fees incurred by the City until
Available LD TIF Revenues have been set aside for transfer to the Trustee for the payment of the
debt service on the Series 2016 Bonds in an amount equal to the maximum amount provided for
such year in (e) above (the "Maximum Available LD TIF Revenues"). The City or the Authority
may, however, at any time and from time to time issue additional Bonds payable from TIF
Revenues derived from Redevelopment Project I Area on a basis junior and subordinate to the
Series 2016 Bonds (the "Subordinate City TIF Bonds") or apply TIF Revenues derived from
Redevelopment Project I Area to the payment of additional obligations costs or expenses under
the Redevelopment Plan after the Maximum Available LD TIF Revenues for the next year have
been set aside. The Levee District may not issue any Levee district bonds (other than bonds
refunding the Series 2016 Bonds) which are entitled to the transfer of TIF Revenues for the
payment thereof without the consent of the City. Any bonds issued by the Levee District may,
however, be issued on a parity with the Series 2016 Bonds with respect to revenues, taxes and
assessments of the Levee District.
(h) TIF Revenues derived from the Redevelopment Project I Area shall not be used to
effect an early redemption (other than mandatory sinking fund redemption or a specified
"cumulative sinking fund redemption schedule") of the Series 2016 Bonds without the prior
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written approval of the City with respect to each and every such redemption, which approval
may be granted, denied or conditioned within the City's sole discretion.
(i) TIF Revenues derived from the Redevelopment Project Areas other than the
Redevelopment Project 1 Area do not secure and are not pledged to the payment of the Series
2016 Bonds or any other expense, cost or allocation incurred under the Transaction Documents.
Section 3. Levee District Taxes. (a) Following the certification of Available LD
TIF Revenues to be transferred from the Special Allocation Fund to the Debt Service Fund
pursuant to Section 2, but not later than September 5 of each year, the Trustee shall certify to the
Levee District in writing the additional gross amount that will be required to be paid by the
Levee District to the Trustee for deposit in the Debt Service Fund in the next succeeding
calendar year. The amount so certified shall take into account all amounts on hand in the Debt
Service Fund following the deposit of the amount to be transferred to the Debt Service Fund
from the Special Allocation Fund on the following December 31, but shall not take into account
future earnings on such amounts.
(b) Not later than October 31 of each year, the Levee District shall certify to the
County Collector the amount of Ievee tax to be levied on the benefited property in the Levee
District to provide for payment of debt service on the Series 2016 Bonds ("Levee Taxes"). The
amount so certified shall allow for a 5% delinquency rate in the payment of such Levee Taxes
and the statutory administrative fee of the County Collector.
(c) The Levee District directs the County Collector to, and the County agrees that the
County Collector shall, pay all amounts received in payment of Levee Taxes (except for the
administrative fee of the County Collector) directly to the Trustee. Along with such payment, the
County Collector shall provide to the Levee District and the City a listing of current Levee Taxes
and delinquent Levee Taxes showing all taxpayers in the Levee District, the amount of Levee
Taxes Due (including any penalties and interest) from such taxpayer, the year or years for which
such takes are due and the amount paid by each such taxpayer.
(d) The Trustee shall deposit all Levee Taxes received by it as follows:
(i) First, the amount required (in addition to amounts already in the Debt
Service Fund and available to pay debt service on the Series 2016 Bonds) to pay debt
service on the Series 2016 Bonds during the calendar year next succeeding the December
31 on which the current Levee Taxes were due shall be deposited in the Debt Service
Fund.
(ii) Second, any amount required to restore the Debt Service Reserve Fund to
the Debt Service Reserve Fund Requirement.
(iii) Third, to the City an amount equal to all amounts paid by the City to
replenish the Debt Service Reserve Fund pursuant to Section 1 for which the City has not
theretofore been reimbursed.
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(iv) Fourth, any remaining amount shall be paid to the Levee District to be
used for any legal purpose.
(e) The Levee District shall promptly take all actions necessary or desirable to
enforce its lien for Levee Taxes; provided, however, if sufficient Levee Taxes have been
collected to make the applicable Debt Service payments and the Levee District reasonably
anticipates that only a de minimis amount of delinquent Levee Taxes will be collected or that the
costs and expenses associated with enforcement of such lien will equal or exceed the amount of
delinquent Levee Taxes, the Levee District may, in its reasonable discretion, make a
determination not to pursue enforcement of its lien for such delinquent Levee Taxes at such time
but may pursue collection at a later date ("Determination"). Each such Determination shall be
made on an annual basis and shall apply only to that year with such Determination being
reexamined and re -determined each year. The County Collector will promptly take all actions
required of him or her by Missouri law to collect the Levee Taxes and to enforce the lien of the
Levee Taxes.
Section 4. Provisions Relating to the Trustee. The Trustee hereby accepts the
Special Allocation Fund and its duties hereunder. The duties of the Trustee hereunder are
subject to the Provisions Relating to the Trustee attached hereto as Exhibit A and hereby
incorporated herein by reference and the provisions of the Indenture relating to the Trustee.
Section 5. Notices. Notices and written certifications required under this Agreement
shall be sufficient if given by fax, email, certified mail (return receipt requested) or trackable
overnight delivery service, as follows:
(a) To the City:
City of Riverside, Missouri
City Hall
2950 Vivion Road
Riverside, Missouri 64150
Attn: Greg Mills
816-741-3993
816-746-8349 FAX
with a copy to:
Joseph P. Bednar
Spencer Fane
304 East High Street
Jefferson City, Missouri 65101
573-634-8115
573-634-8140 FAX
(b) The Industrial Development Authority of the
City of Riverside, Missouri
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City Hall
2950 Vivion Road
Riverside, Missouri 64150
Attn: Greg Mills
816-741-3993
816-746-8349 FAX
(c) To the County:
Platte County, Missouri
County Courthouse
415 314 Street
Platte City, Missouri 64079
Attention: Presiding Commissioner
816-858-2232
816-858-3329 FAX
with a copy to:
Platte County Collector
County Courthouse
415 3rd Street
Platte City, Missouri 64079
816-858-3355
816-858-3357 FAX
(d) To the Levee District:
R. Michael McGinness
McGinness & Shaw
P.O. Box 168
303 Marshall Road
Platte City, Missouri 64079
816-858-2630
816-431-5086 FAX
(e) To the Trustee:
UMB Bank, N.A.
P.O. Box 419692
Kansas City, Missouri 64141-7014
Attention: Corporate Trust Services
816-860-3014
816-860-3021 FAX
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Section 6. Duration; Amendment. This Agreement shall remain in effect
so long as any Series 2016 Bonds or the Senior City TIF Bonds are outstanding. The
Agreement shall be amended only in writing signed by all parties hereto; provided,
however, that if the Series 2016 Bonds are not outstanding, this Agreement may be
amended by the City, the Authority and the Trustee. No amendment hereto that
adversely affects the interests of owners of the Series 2016 Bonds or the Senior City TIF
Bonds shall be effective.
Section 7. Definitions. All capitalized terms used in this Agreement and not
otherwise defined herein shall have the meanings set forth in the Indenture.
Section 8. Binding Effect. This Agreement shall be binding upon the parties
hereto and upon their successors and assigns.
Section 9. Governing Law. This Agreement shall be construed in
accordance with the laws of the State of Missouri without regard to its conflict of law
statutes.
Section 10. Repeal of Prior Cooperation Agreements. All prior
Cooperation Agreements relating to the Series 2006 Bonds are hereby repealed.
IN WITNESS WHEREOF, the parties have caused this Agreement to be
executed by their duly authorized representatives.
ATTEST: CITY OF RIVERSIDE, MISSOURI
By: By:
Name: Name: Kathleen L. Rose
Title: City CIerk Title: Mayor
Execution Date:
ATTEST: PLATTE COUNTY, MISSOURI
By: By:
Name: Nancy Armstrong Name: Ron Schieber
Title: County Clerk Title: Presiding Commissioner
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Execution Date:
ATTEST: RIVERSIDE-QUINDARO BEND
LEVEE DISTRICT OF PLATTE
COUNTY, MISSOURI
By:
Naive: Brent Miles By:
Title: Secretary Name: Jeffrey W. Goodwin
Title: President
Execution Date:
10
THE INDUSTRIAL DEDVELOPMENT
AUTHORITY OF THE CITY OF
RIVERSIDE, MISSOURI
By:
Name:
Title:
Execution Date:
UMB BANK, N.A., as Trustee
By:
Name: Anthony Hawkins
Title: Vice -President
Execution Date:
ACKNOWLEDGMENT
STATE OF MISSOURI )
) ss.
COUNTY OF PLATTE )
On this day of , 2016, before me, the undersigned,
a Notary Public, appeared KATHLEEN L. ROSE, to me personally known, who, being by me
duly sworn, did say that she is the Mayor of the CITY OF RIVERSIDE, MISSOURI, a body
politic and corporate duly authorized, incorporated and existing under• and by virtue of the laws
of the State of Missouri, and that the seal affixed to the foregoing instrument is the corporate seal
of said City, and that said instrument was signed and sealed on behalf of said City by authority of
its Governing Body, and said officer acknowledged said instrument to be executed for the
purposes therein stated and as the free act and deed of said City.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my notarial seal,
the day and year last above written.
My commission expires:
Printed Name:
Notary Public in and for said State
Commissioned in , County
11
ACKNOWLEDGMENT
STATE OF MISSOURI )
) ss.
COUNTY OF PLATTE )
On this day of , 2016, before me, the undersigned,
a Notary Public, appeared RON SCHIEBER, to me personally known, who, being by me duly
sworn, did say that he is the Presiding Commissioner of PLATTE COUNTY, MISSOURI, a
body politic and corporate duly authorized, incorporated and existing under and by virtue of the
laws of the State of Missouri, and that the seal affixed to the foregoing instrument is the
corporate seal of said County, and that said instrument was signed and sealed on behalf of said
County by authority of its Governing Body, and said officer acknowledged said instrument to be
executed for the purposes therein stated and as the flee act and deed of said County.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my notarial seal,
the day and year last above written.
My commission expires:
Printed Name:
Notary Public in and for said State
Commissioned in , County
12
ACKNOWLEDGMENT
STATE OF MISSOURI )
) ss.
COUNTY OF PLATTE )
On this day of , 2016, before me, the undersigned,
a Notary Public, appeared JEFFREY W. GOODWIN, to ane personally known, who, being by
me duly sworn, did say that lie is the President of the RIVERSIDE-QUINDARO BEND
LEVEE DISTRICT OF PLATTE COUNTY, MISSOURI, a body politic and corporate duly
authorized, incorporated and existing under and by virtue of the laws of the State of Missouri,
and that the seal affixed to the foregoing instrument is the corporate seal of said District, and that
said instrument was signed and sealed on behalf of said District by authority of its Governing
Body, and said officer acknowledged said instrument to be executed for the purposes therein
stated and as the free act and deed of said District.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my notarial seal,
the day and year last above written.
My commission expires:
Printed Name:
Notary Public in and for said State
Commissioned in , County
13
ACKNOWLEDGMENT
STATE OF MISSOURI )
) ss.
COUNTY OF PLATTE )
On this day of , 2016, before me, the undersigned,
a Notary Public, appeared , to me
personally known, who, being by me duly sworn, did say that he/she is the
of THE INDUSTRIAL DEVELOPMENT AUTHORITY
OF THE CITY 01? RIVERSIDE, MISSOURI, a body politic and corporate duly authorized,
incorporated and existing under and by virtue of the laws of the State of Missouri, and that said
instrument was signed on behalf of said Authority by authority of its Board of Directors, and said
officer acknowledged said instrument to be executed for the purposes therein stated and as the
free act and deed of said Authority.
IN WITNESS WHEREOF, 1 have hereunto set my hand and affixed my notarial seal,
the day and year last above written.
My commission expires:
Printed Name:
Notary Public in and for said State
Commissioned in , County
14
ACKNOWLEDGMENT
STATE OF MISSOURI )
) ss.
COUNTY OF JACKSON )
On this day of , 2016, before me, the undersigned,
a Notary Public, appeared ANTHONY HAWKINS, to ane personally known, who, being by me
duly sworn, did say that he is a Vice President of UMB BANK, N.A., a national banking
association organized under the laws of the United States of America and that the seal affixed to
the foregoing instrument is the seal of said association, and that said instrument was signed and
sealed on behalf of said association by authority of its Board of Directors, and said official
acknowledged said instrument to be executed for the purposes therein stated and as the free act
and deed of said association.
IN WITNESS WHEREOF, 1 have hereunto set my hand and affixed my notarial seal,
the day and year last above written.
My commission expires:
Printed Nanie:
Notary Public in and for said State
Commissioned in , County
15
EXHIBIT A
PROVISIONS RELATING TO THE TRUSTEE
1. Any successor Trustee under the Indenture shall be and become successor Trustee
hereunder and shall be vested with all the trusts, powers, rights, obligations, duties, remedies, immunities
and privileges hereunder as was its predecessor, without the execution or filing of any instrument or any
further act on the part of any of the parties hereto.
2. The Trustee incurs no responsibility to make any disbursements pursuant to this
Cooperation Agreement except from (a) finrds held in the Special Allocation Fund, (b) Levee Taxes
delivered to it as described in Section 3, and (c) any other money delivered to it with written instructions
that they be used pursuant this Cooperation Agreement. The Trustee makes no representations or
warranties as to the performance of any obligations of any other party to this Cooperation Agreement .
3. The Trustee may act in reliance upon any writing or instrument or signature which it, in
good faith, believes to be genuine, may assume the validity and accuracy of any statement or assertion
contained in such a writing or instrument, and may assume that any person purporting to give any writing,
notice, advice or instructions in connection with the provisions hereof has been duly authorized to do so.
The Trustee shall not be liable in any manner for the sufficiency or con'ectness as to form, manner and
execution, or validity of this Cooperation Agreement other than its own execution thereof or any
instrument deposited with it, nor as to the identity, authority or right of any person executing the same;
and its duties hereunder shall be limited to those specifically provided herein.
4. The Trustee shall be entitled to reimbursement from the District for reasonable out-of-
pocket, legal or extraordinary expenses incurred in carrying out the duties, terms or provisions of this
Cooperation Agreement. Claims for such reimbursement may be made to the District and in no event
shall such reimbursement be made from fimds held by the Trustee pursuant to this Cooperation
Agreement. The Trustee agrees that it will not assert any Iien whatsoever on any of the money or
investments held by it under this Cooperation Agreement for the payment of fees and expenses for
services rendered by the Trustee under this Cooperation Agreement or otherwise.
5. If any parties under this Cooperation Agreement shall be in disagreement about the
interpretation of this Cooperation Agreement, or about the rights and obligations, or the propriety of any
action contemplated by the Trustee hereunder, the Trustee may, but shall not be required to, file an
appropriate civil action to resolve the disagreement. The Trustee shall be indemnified by the City and the
Levee District, to the extent permitted by law, for all costs, including reasonable attorneys' fees and
expenses, in coinfection with such civil action, and shall be fully protected in suspending all or part of its
activities under this Cooperation Agreement until a final judgment in such action is received.
6. Tlie Trustee may consult with counsel of its own choice and shall have fall and complete
authorization and protection for any action or non -action taken by the Trustee in accordance with the
opinion or advice of such counsel. The Trustee shall otherwise not be liable for any mistakes of facts or
errors of judgment, or for any acts or omissions of any kind unless caused by its negligence or willful
misconduct.
16