HomeMy WebLinkAbout1976-11 - Additional Amendments to the Engineering Contract
Bill No. 76-11
Ordinance No. 76-11
An Ordinance authorizing an additional amendment to the
Engineering Contract.
BE IT ORDAINED BY THE BOARD OF ALDERMEN OF THE CITY OF
KIVERSIDE, MISSOURI, AS FOLLOWSs
SECTION 1. The Engineering Contract for Waste Water.
Treatment Works is hereby amended in accordance with the attached
Exhibit "A" which is made a part of this Ordinance as though
fully set out therein:
SECTION 2. The Contract shall remain in full force and
effect as amended.
SECTION 3. The Mayor and City Clerk are authorized to execute
this amendment on behalf of the City.
Passed this 20th day of April, 1976.
ATTEST:
1 ~,~~ ~ ~~
City Clerk
Approved this 20th day of April, 1976.
Mayo
AMENDMENT TO ENGINEERING CONTRACT
On this ~ day of RD2 ~ ,L 1976, the City of
Riverside and Donald S. Jack do agree to amend the Engineering
Contract executed between the parties to add the following
provisions.
It is agreed between the parties that said amendment is
made because of the requirements of the Environmental Protection
Agency. It is further agreed between the parties that each
party has received One Dollar ($1.00) consideration, the
receipt of which is acknowledged.
NOW, THEREFORE, be it further
1. GENERAL.
(a) The Owner and the Engine
provisions shall apply to the work
agreement and that such provisions
any conflicting provisions of this
agreed as follows:
~r agree that the following
to be performed under this
shall supersede and govern
agreement.
(b) This agreement is funded in part by a grant from the
U. S. Environmental Protection Agency. Neither the United
States nor the U. S. Environmental Protection Agency (herein-
after, "EPA") is a party to this agreement. This agreement
is subject to regulations contained in 40 CFR 35.936, 35.937,
and 35.939.
2. RESPONSIBILITY OF THE ENGINEER.
(a) The Engineer shall be responsible for the professional
quality, technical accuracy, timely completion, and the
coordination of all designs, drawings, specifications, reports,
and other services furnished by the Engineer under this
agreement. The Engineer shall, without additional
compensation, correct or revise any errors or deficiencies
in his designs, drawings, specifications, reports and other
services.
(b) The Engineer shall perform such professional services
as may be necessary to accomplish the work required to be
performed under this agreement, in accordance with this
agreement and applicable EPA requirements.
(c) Approval by the Owner or EPA of drawings, designs,
specifications, reports, and incidental engineering work or
materials-furnished hereunder shall not in any way relieve the
Engineer of responsibility for the technical adequacy of the
work. Neither the Owner's nor EPA's review, approval or
acceptance of, nor payment for, any of the services shall be
construed to operate as a waiver of any rights under this
agreement or of any cause of action arising out of the
performance of this agreement, and the Engineer shall be and
remain liable in accordance with applicable law for all
damages to the Owner or EPA caused by the Engineer's negligent
performance of any of the services furnished under this agree-
ment.
(d) The rights and remedies of the Owner provided for
under this agreement are in addition to any other rights and
remedies provided by law.
3. SCOPE OF WORK.
Except as may be otherwise specifically provided in this
agreement, the services to be rendered by the Engineer shall
include all services required to complete the task or step in
accordance with applicable EPA regulations (40 CFR Part 35,
Subpart E). Said scope of work to be in addition to and not
in lieu of the original scope of work specified in the
original contract. In the event of inconsistency between
the scope of work specified herein and the scope of work
in the original contract then the original contract shall
govern in that regard.
4. CHANGES.
(a) The Owner may, at any time, by written order, make
changes within the general scope of this agreement in the
services or work to be performed. If such changes cause an
increase or decrease in the Engineer's cost of, or time
required for, performance of any services under this agree-
ment, whether or not changed by any order, an equitable
adjustment shall be made and this agreement shall be
modified in writing accordingly. Any claim of the Engineer
for adjustment under this clause must be asserted in writing
within 30 days from the date of receipt by the Engineer of
the notification of change unless the Owner grants a further
period of time before the date of final payment under this
agreement.
(b) No services for which an additional cost or fee
will be charged by the Engineer shall be furnished without
the prior written authorization of the Owner.
5. REMEDIES.
(a) Except as may be otherwise provided in this agreement,
or as the parties hereto may otherwise agree, all claims,
counter-claims, disputes and other matters in question between
the Owner and the Engineer arising out of or relating to this
agreement or the breach thereof will be decided by arbitration
in accordance with the Construction Industry Arbitration Rules
of the American Arbitration Association then obtaining, subject
to the limitations stated in paragraphs (c) and (d) below.
This agreement so to arbitrate and any other agreement or
consent to arbitrate entered into in accordance therewith as
provided below, will be specifically enforceable under the
prevailing law of any court having jurisdiction.
(b) Notice of demand for arbitration must be filed in
writing with the other party to this Agreement, with the EPA
Regional Administrator and with the American Arbitration
Association. The demand must be made within a reasonable time
after the claim, dispute or other matter in question has
arisen. In no event may the demand for arbitration be made
after the time when institution of legal or equitable
proceedings based on such claim, dispute or other matter
in question would be barred by the applicable statute of
limitations.
(c) All demands for arbitration and all answering
statements thereto which include any monetary claim ,must
contain a statement that the total sum or value in controversy
as alleged by the party making such demand or answering
statement is not more than $200,000 (exclusive of interest
agreement, and as a condition precedent thereto, the Engineer
shall execute and deliver to the Owner a relase of all claims
other than such claims, if any, as may be specifically exempted
by the Engineer from the operation of the release in stated
amounts to be set forth therein.
7. PROJECT DESIGN.
(a) In the performance of this agreement, the Engineer
shall, to the extent practicable, provide for maximum use of
structures, machines, products, materials, construction
methods, and equipment which are readily available through
competitive procurement, or through standard or proven
production techniques, methods, and processes, consistent
with 40 CFR 35.936-3 and 35.936-13, except to the extent
that advanced technology may be utilized pursuant to 40
CFR 35.908.
(b) The Engineer shall not, in the performance of the
work called for by this agreement, produce a design or
specification such as to require in this construction work
the use of structures, machines, products, materials,
construction methods, equipment, or processes which are
known by the Engineer to be available only from a sole
source, unless such use has been adequately justified in
writing by the Engineer as necessary for the minimum needs
of the project.
(c) The Engineer shall not, in the performance of the
work called for by-this agreement, produce a design or
specification which would be restrictive in violation of-
Sec. 204(a)(6) of the Federal Water Pollution Control Act
(PL 92-500). This statute requires that no specification
for bids or statement of work may be written in such a
manner as to contain proprietary, exclusionary, or
discriminatory requirements other than those based upon
performance, unless such requirements are necessary to
test or demonstrate a specific thing, or to provide for
necessary interchangeability of parts and equipment, or
at least two brand names or- trade names of comparable
quality or utility are listed and are followed by the
words "or equal".
(d) The Enginner shall report to the Owner any sole-
source or restrictive design or specification giving the
reason or reasons why it is considered necessary to restrict
the design or specification.
(e) The Engineer shall not knowingly specify or approve
the performance of work at a facility. which is in violation of
Clean Air or Water standards and which is listed by the
Director of the EPA Office of Federal Activities pursuant
to 40 CFR Part 15.
8. AUDIT; ACCESS TO RECORDS.
(a) The Engineer shall maintain books, records, documents
and other evidence directly pertinent to performance on EPA
grant work under this agreement in accordance with accepted
1
and costs). The arbitrators will not have jurisdiction,
power or authority to consider, or make findings (except
in denial of their own jurisdiction) concerning any claim,
counter-claims, dispute or other matter in question where
the amount in controversy thereof is more than $200,000
(exclusive of interest and costs) or to render a monetary
award in response thereto against any party which totals
more than $200,000 (exclusive of interest and costs).
(d) No arbitration arising out of, or relating to,
this agreement may include, by consolidation, joinder or
in any other manner, any additonal party not a party to this
agreement.
(e) By written consent signed by all the parties to this
agreement and containing a specific reference hereto, the
limitations and restrictions contained in paragraphs (c)
and (d) above may be waived in whole or in part as to any
claim, counter-claim, dispute or other matter specifically
described in such consent. No consent to arbitration in
respect of a specifically described claim, counter-claim,
dispute or other matter in question will constitute consent
to arbitrate any other claim, counter-claim, dispute or
other matter in question which is not specifically described
in such consent or in which the sum or value in controversy
exceeds $200,000 (exclusive of interest and costs) or
which is with any party not specifically described therein.
(f) The award rendered by the arbitrators will be
final, not subject to appeal, and judgment may be entered
upon it in any court having jurisdiction thereof.
6. PAYMENT.
(a) The Engineer may submit monthly or periodic
statements requesting payment. Such request shall be
based upon the amount and value of the work and services
performed by the Engineer under this agreement, which
estimates shall be prepared by the Engineer and supplemented
or accompanied by such supporting data as may be required
by the Owner.
(b) Upon approval of such estimate by the Owner,
payment upon properly certified vouchers shall be made
to the Engineer as soon as practicable of ninety percent of
the amount as determined above, less all previous payments:.
Provided, however, that if the Owner determines that the...
work under this agreement or any specified task hereunder
is substantially complete and that the amount•of retained
percentages is in excess of the amount considered by him
to be adequate for the protection of the Owner, he may at
his discretion release to the Engineer such excess amount.
(c) Upon satisfactory completion by the Engineer of
the work called for under the terms of this agreement, and
upon acceptance of such work by the Owner, the Engineer
will be paid the unpaid balance of any money due for such
work, including the retained percentages relating to this
portion of the work.
(d) Upon satisfactory completion of the work performed
hereunder, and prior to final payment under this agreement
for such work, or prior settlement upon termination of the
professional practice, appropriate account procedures and
practices, and 40 CFR §§30.605, 30,805, and 35.935-7. The
Engineer shall also maintain the financial information and
data used by the Engineer in the preparation or support of
the costs submission required pursuant to 40 CFR 35.937-6 (b)
and a copy of the cost summary submitted to the Owner. The
United States Environmental Protection Agency, the Comptroller
General of the United States, the United States Department of
Labor, Owner, and [the State water pollution control agency]
or any of their duly authorized representatives shall have
access to such books, records, documents and other evidence
for the purpose of inspection, audit and copying. The
Engineer will provide proper facilities for such access
and inspection.
(b) The Engineer agrees to include paragraphs (a)
through (e) of this clause in all his contracts and all
tier subcontracts directly related to project performance
which are in excess of $10,000. '
(c) Audits conducted pursuant to this provision shall
be in accordance with generally accepted auditing standards
and established procedures and guidelines of the reviewing
or audit agency(ies).
(d) The Engineer agrees to the disclosure of all
information and reports resulting from access to records
pursuant to paragraphs (a) and (b) above, to any of the
agencies referred to in paragraph (a) above. Where the
audit concerns the Engineer, the auditing agency will
afford the Engineer an opportunity for an audit exit
conference and an opportunity to comment on the pertinent
portions of the draft audit report. The final audit report
will include the pertinent written comments, if any, of the
audited parties.
(e) Records under paragraphs (a) and (b) above shall be
maintained and made available during performance on EPA grant
work under this agreement and until three years from date of
final EPA grant payment for the project. In addition, those
records which relate to any "Dispute" appeal under an EPA
grant agreement, or litigation, or the settlement of claims
arising out of such performance, or costs or items to which
an audit exception has been taken, shall be maintained and
made available until three years after the date of resolution
of such appeal, litigation, claim or exception.
9. PRICE REDUCTION FOR DEFECTIVE COST OR PRICING DATA.
(a) If the EPA Project Officer determines that any
price, including profit negotiated in connection with this
agreement or any cost reimbursable under this agreement was
increased by any significant sums because the Engineer, or
any subcontractor furnished incomplete or inaccurate cost or
pricing data or data not current as certified in his certification
of current cost or pricing date (EPA Form 5700-41), then such
price or cost or profit shall be reduced accordingly and the
agreement shall be modified in writing to reflect such reduction.
(b) Failure to agree on a reduction shall be subject to
the "Remedies" clause of this agreement.
10. SUBCONTRACTS.
(a) Any subcontractors and outside associates or
consultants required by the Engineer in connection with
the services covered by this agreement will be limited to
such individuals or firms as were specifically identified
and agreed to during negotiations, or as are specifically
approved by the Owner during the performance of this agreement.
Any substitution in such subcontractors, associates, or
consultants will be subject to the prior approval of the
Owner.
(b) Except as otherwise provided in this agreement,
the Engineer may not subcontract services in excess of
thirty percent (30~) of the contract price to subcontractors
or consultants without prior written approval of the Owner.
11. LABOR STANDARDS.
To the extent that this agreement involves "construction"
(as defined by the Secretary of Labor), the Engineer agrees
that such construction work shall be subject to the following
labor standards provisions, to the extent applicable:
(a) Davis-Bacon Act (40 U.S.C. 276a-276a-7);
(b) Contract Work Hours and Safety Standards Act (40
U.S.C. 327-333);
(c) Copeland Anti-Kickback Act (18 U.S.C. 874); and
(d) Executive Order 11246 (Equal Employment Opportunity)
and implementing rules, regulations, and relevant orders of
the Secretary of Labor or EPA; and the Engineer further agrees
that this agreement shall include and be subject to the "Labor
Standards Provisions for Federally Assisted Construction
Contracts" (EPA Form 5720-4) in effect at the time of execution
of this agreement..
12. EQUAL EMPLOYMENT OPPORTUNITY.
In accordance with EPA policy as expressed in 40 CFR
X30.420-5, the Engineer agrees that he will not discriminate
against any employee or applicant for employment because of
race, religion, color, sex, or national origin.
13. UTILIZATION OF SMALL .AND MINORITY BUSINESS.
In accordance with EPA policy as expressed in 40 CRF
35.936-7, the Engineer agrees that qualified small business
and minority business enterprises shall have the maximum
practicable opportunity to participate in the performance
of EPA grant-assisted contracts and subcontracts.
14. COVENANT AGAINST CONTINGENT FEES.
The Engineer warrants that no person or selling agency
has been employed or retained to solicit or secure this
contract upon an agreement or understanding for a commission,
percentage, brokerage, or contingent fee, excepting bonafide
employees. For breach or violation of this warranty the Owner
shall have the right to annul this agreement without liability
or in its discretion to deduct from the contract price or
consideration, or otherwise recover, the full amount of such
commission, percentage, brokerage, or contingent fee.
15. GRATUITIES.
(a) The Owner may, by written notice to the Engineer,
terminate the right of the Engineer to proceed under this
agreement if it is found, after notice and hearing, by the
Owner that gratuities (in the form of entertainment, gifts,
or otherwise) were offered or given by the Engineer, or any
agent or representative of the Engineer, to any official or
employee or the Owner or of EPA with a view toward securing
a contract or securing favorable treatment with respect to
the awarding or amending, or the making of any determinations
with respect to the performance of this agreement: Provided,
That the existence of the facts upon which the Owner makes
such findings shall be in issue and may be reviewed in
proceedings pursuant to Clause 5 (Remedies) of this agreement.
(b) In the event this agreement is terminated as
provided in paragraph (a) hereof, the Owner shall be
entitled (1) to pursue the same remedies against the
Engineer as it could pursue in the event of a breach of
the contract by the Engineer, and (2) as a penalty in addition
to any other damages to which it may be entitled by law, to
exemplary damages in an amount (as determined by the Owner)
which shall be not less than three nor more than ten times
the costs incurred by the Engineer in providing any such
gratuities to any such officer or employee.
(c) The rights and remedies of the Owner provided in
this clause shall not be exclusive and are in addition to
any rights and remedies provided by law or under this agreement.
16. PATENTS.
If this agreement involves research, developmental,
experimental, or demonstration work and any discovery or
invention arises or is developed in the course of or under
this agreement, such invention or discovery shall be subject
to the reporting and rights provisions of Subpart D of 40 CFR
Part 30, including Appendix B of said Part 30. In such case,
the Engineer shall report the discovery or invention to EPA
directly or through the Owner, and shall otherwise comply with
the Owner's responsibilities in accordance with Subpart D of 40
CFR Part 30. The Engineer hereby agrees that the disposition
of rights to inventions made under this agreement shall be in
accordance with the terms and conditions of aforementioned
Appendix B. The Engineer shall include provisions appropriate
to effectuate the purposes of this condition in all sub-
contracts involving research, developmental, experimental,
or demonstration work.
17. COPYRIGHTS AND RIGHTS IN DATA.
(a) The Engineer agrees that any plans, drawings,
specifications, computer programs, technical reports,
operating manuals, or other "Subject Data" (as defined
in Appendix C to 40 CFR Part 30) are subject to the rights
in the United States, as set forth in said Appendix C,
including the right to use, duplicate and disclose, such
manuals, etc., in whole or in part, in any manner for any
purpose whatsoever, and have others do so. For purpose of
-, .
this article, "grantee" as used in said Appendix C shall refer
to the Engineer. If the material is copyrightable, the Engineer
may copyright such, as permitted by said Appendix C, and
subject to the rights in the Government as set forth in
Appendix C, but the Owner and the Federal Government
reserve a royalty-free, nonexclusive, and irreversible
license to reproduce, publish and use such materials, in
whole or in part, and to authorize others to do so. The
Engineer shall include provisions appropriate to effectuate
the purpose of this condition in all subcontracts expected
to produce copyrightable "Subject Data."
(b) All such "Subject Data" furnished by the Engineer
pursuant to this agreement are instruments of his services in
respect of the project. It is understood that they are not
intended or represented to be suitable for reuse on any other
project. Any reuse by the Owner without specific written
verification or adaptation by the Engineer will be at the
risk of the Owner and without liability or legal exposure
to Engineer. Any such verification or adaptation will
entitle the Engineer to further compensation at rates to
be agreed upon by the Owner and the Engineer.
CITY OF RIVERSIDE, MISSOURI
MAYOR
ATTEST:
CITY CLE K
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NALD S. JACK